On Awakening: Objective Measures & The Scientific Evidence
The Default Mode Network
The brain regions that are active at rest have been dubbed the "default mode network." It is "most commonly shown to be active when a person is not focused on the outside world and the brain is at wakeful rest, such as during daydreaming and mind-wandering."
It has been implicated in a variety of functions, including:
- Self-reference
- Mental time travel, "the ability of humans to mentally project themselves backwards and forwards in time, to recollect aspects of past autobiographical episodes or imagine future experiences"
- Autobiographical information
- Episodic memory
Wikipedia calls it "the neurological basis for the self" and mentions that it is sometimes referred to as the task-negative network, as it is suppressed during externally directed attention, i.e. when one is focused on achieving some goal.
The parallels here between the DMN and awakenings are remarkable. Awakenings, near universally, include changes to the self along with a reduction in self-referential thoughts and those about the past & future. The realization of anattā or "no-self" is one of the core teachings of Buddhism, & meditation is in large part about strengthening attention.
So, what is the relationship between awakening and the default mode network?
- This 2014 meta-analysis of brain imaging studies of meditators finds that, of the regions smaller in meditators than controls, "many were in regions related to the default mode network, such as the posterior cingulate cortex, angular gyrus, precuneus, and temporoparietal junction"
Brewer et al., 2011 finds that "the main nodes of the default mode network (medial prefrontal and posterior cingulate cortices) were relatively deactivated in experienced meditators across all meditation types" and that "the consistency of connectivity across both meditation and baseline periods suggests that meditation practice may transform the resting-state experience into one that resembles a meditative state, and as such, is a more present-centered default mode"
Intriguingly, in this study, loving-kindness meditation resulted in greater deactivation than either concentration and choiceless awareness-style meditations.- Garrison et al., 2015 finds that meditators experience greater DMN deactivation during an active, non-meditation task than non-meditators.
- This study finds that dispositional mindfulness and one's tendency to mind-wander are opposing constructs.
- Tomasino et al., 2013 runs a series of meta-analysises and finds that different meditation techniques operate on different brain regions but broadly deactivate the DMN.
- Farb et al., 2011 finds that an experiential focus (mindfulness) results in activation of a different network than a narrative focus, which is associated with the DMN. The experiential focus yielded reductions in "self-referential cortical midline regions (medial prefrontal cortex, mPFC)".
- Paper on wakefulness & awakening, not a metaphor. Interesting notes on meditation aiming at lessened DMN & DMN activity increasing as wakefulness decreases.
- Josipovic et al., 2012 finds that the anti-correlation between brain regions relating to internal versus external stimuli (the DMN vs the task-positive network) is reduced in non-dual awareness exercises. This is the opposite of focused attention meditation, which increases the anti-correlation between these two systems. Speculatively, this could provide a neurological underpinning for the no-self versus true-self debates in mystical traditions, i.e. some practices fuse the sense of being (and associated brain region) with "the world" while others deactivate it.
Palombo et al. describes three individuals with "severely deficient autobiographical memory." They are unable to mentally "re-live" personal memories but are otherwise normal (able to hold down jobs, etc.) Brain imaging reveals relatively less activity in the mPFC and right precuneus.
Drug-Induced Mystical Experience
I have written before about the overlap between mystical and psychedelic experience.
- Palhano-Fontes et al. finds that the psychedelic brew ayahuasca "leads to a decrease in the activity of core DMN structures" and is not shy about emphasizing the overlap with meditation. One difference: "Although there are similarities, each experience has its own particularities. In fact, this is reflected by our own fc-fMRI results, in particular the observed reduction of functional connectivity within the PCC/Precuneus, while the mPFC-PCC functional connectivity was not significantly altered. In its turn, meditation has been consistently associated with stronger coupling between anterior and posterior nodes of the DMN".
- Carhart-Harris et al., 2012 finds similarly, but for psilocybin.
- Soler et al., 2015 finds improvement on a mindfulness scale 24 hours after an ayahuasca session that is "analogous to those of experienced meditators."
- Speth et al, 2016 finds that LSD strikingly reduces mental time travel to the past, and this effect correlates with both subjective trip intensity and fMRI measures of DMN connectivity. Curiously, mentions of both the present and future differ only very slightly in the LSD condition when compared to placebo. The paper further hypothesizes that a sense of self may depend on a continued access to a "feed" of autobiographical memory, and proposes that the DMN -> hippocampal link or 'circuit' may provide the neurological basis of such a feed.
- Bouso et al., 2015 does brain imaging on long-term ayahuasca users, finding thinning of several of the regions associated with the DMN. Several of these regions match those that are smaller in meditators when contrasted with controls. These brain changes further correlated with measures of self-transcendence and transpersonal identification. The authors "did not observe increased psychopathology or worse neuropsychological performance in the ayahuasca-using group", mention that psychedelic "studies point to a decrease in prior maladaptive behaviors such as drug abuse (Fábregas et al., 2010) and to a change in life attitudes and views as characterized by increased spirituality (Bouso et al., 2012)," and that they indicate "ayahuasca use is not associated with impairment of executive function, and even suggests cognitive enhancement."
- A study of long-term peyote users among Native Americans similarly finds "neuropsychological tests yielded no significant differences between the peyote and comparison groups on any measure" and that "greater lifetime peyote use was associated with significantly better scores on five of the nine scales, including the composite Mental Health Index." This is echoed by a paper and data set drawn from US adults that similarly finds no evidence of increased pathology and "in several cases psychedelic use was associated with lower rate of mental health problems."
- Barret and Griffiths's chapter in Behavioral Neurobiology of Psychedelic Drugs reviews the overlap between meditation, psychedelics, and mystical experience, defending the thesis that they share a common core centered around the DMN.
Trauma-Induced Mystical Experience
- From the chapter mentioned earlier: "Patients undergoing parietal lobe surgery for resection of brain tumors completed a self-transcendence scale that included items that assess aspects of the mystical experience such as unity, timelessness, and spacelessness. The investigators reported that resection of the inferior posterior parietal lobes (the IPL in the left hemisphere, and specifically the angular gyrus in the right hemisphere) increased the experience of self-transcendence (Urgesi et al. 2010)." The IPL is a node of the DMN that has been implicated in the experience of unity during meditation.
- This study finds that participants with lesions to the dlPFC presented "markedly increased mysticism." Connectivity between the PCC and dlPFC has been implicated in non-dual meditation.
- The neuroanatomist Jill Boyte Taylor describes a mystical experience during a stroke. She associates this with a deactivation of her "left brain" language centers provoking an experience of "right brain"-dominated consciousness. Doesn't mention DMN.
- Temporal lobe epilepsy has been linked with mystical experience and religiosity. Hard to say what, if anything, can be gleaned from this, given that the temporal lobe is a substantial region with a bunch of functions.
Awakening & Severely Deficient Autobiographical Memory
Here is Richard from the Actual Freedom Trust describing how he lacks a mind's eye:
‘The entire imaginative/intuitive faculty has vanished. I literally cannot visualise, form images, envision, ‘see in my mind’s eye’, envisage, picture, intuit, feel, fall into a reverie, daydream or in any way, shape or form imaginatively access anything other than directly apprehending what is happening just here right now. I could not form a mental picture of something ‘other’ if my life depended upon it. I literally cannot make images ... whereas in my earlier years ‘I’ could get a picture in ‘my mind’s eye’ of ‘my’ absent mother, wife, children and so on ... or the painting ‘I’ was going to paint, or the coffee-table ‘I’ was going to build, or the route ‘I’ was going to take in ‘my’ car or whatever. If I were to close my eyes and ‘visualise’ now, what happens is the same velvety-smooth darkness – as looking into the infinite and eternal space of the universe at night – that has been the case for all these years now. I cannot visualise, imagine, conceptualise ... when I recall my childhood, my young manhood, my middle ages or yesterday it is as if it were a documentary on television but with the picture turned off (words only) or like reading a book of someone else’s life (...) I can intellectually know what a cow is like in that I can draw a reasonable facsimile; yet as I am drawing I cannot visualise what the finished drawing will be like ... it becomes apparent as the drawing progresses’.
This phenomenon is also seen in those who possess a "severely deficient autobiographical memory" (spooky medical jargon, of course), as described in Palombo et al., 2015:
Here we report data from three healthy, high functioning adults with the reverse pattern: lifelong severely deficient autobiographical memory (SDAM) with otherwise preserved cognitive function. Their self-reported selective inability to vividly recollect personally experienced events from a first-person perspective was corroborated by absence of functional magnetic resonance imaging (fMRI) and event-related potential (ERP) biomarkers associated with naturalistic and laboratory episodic recollection, as well as by behavioral evidence of impaired episodic retrieval, particularly for visual information.
Notably, this impairment is not limited to autobiographical visual memory, just as Richard describes:
Visual memory as assessed by the Rey Complex Figure Test (RCFT) was the only measure in the battery in which the SDAM cases were consistently impaired. At immediate recall, two SDAM cases' scores were classified as borderline impaired and one (C.C.) was severely impaired. After a 30 min delay, scores for all cases were in the severely impaired range (see Fig. 1).
With the exception of complex figure recall, standard neuropsychological measures of recognition, cued recall, and free recall were normal and even superior in some of the SDAM cases. The participants were otherwise unimpaired.
I notice this in my own progression, that there seems to be less and less imaginal content and instead an immersion into the present. I think this probably must result in some deficits and creativity strikes me as a plausible candidate, though thus far the increased power and fullness of attention seems to more than compensate. (I'm not convinced this is inevitable, given Burbea's teachings about the imaginal.)
This sentiment (that the water is fine) is echoed by both Gary Weber and Actual Freedom Richard, who are much further along than I am:
With regard to business life, in my experience, functioning in the work world goes on with enhanced clarity and creativity as one reduces the chatter of the self-referential mind. Every interaction can be met without a prior agenda or personal history, and with detachment, so the situation can be seen clearly just as it is at that moment and performance can be what will appear as extraordinary.
—Gary Weber, Happiness Beyond Thought
The brain thinks perfectly well without ‘visually imaging’ ... much, much better than any ‘I’ can do. It all started over 20 years ago when the ‘I’ who was made a living as an artist ... ‘my’ greatest work came when ‘I’ disappeared and the painting painted itself in what is sometimes known as an ‘aesthetic experience’. This is the difference between art and craft – and ‘I’ was very good as a craftsman – but craft became art only when ‘I’ was not present. All art is initially a representation and, as such, is a reflection funnelled by the artist so that he/she can express what they are experiencing in order to see for themselves – and show to others – what is going on ‘behind the scenes’ as it were. However, when one is fully engrossed in the act of creating art – wherein the painting paints itself – the art-form takes on a life of its own and ceases to be a representation during the event. It is its own actuality. One can only stand in amazement and wonder – which is not to negate the very essential patiently acquired skills and expertise – and this marvelling is what was experienced back when I was a normal person.
—Richard, "On Creativity and Art"
So what?
Recap:
- Different types of meditation activate different brain regions but, if you squint, you can make out a common core of deactivation that corresponds with the DMN.
- Mystical states induced by psychedelic drugs also correspond to deactivation of the DMN.
- Brain regions associated with the DMN are smaller in both meditators and long-term psychedelic users compared to controls.
- The connectivity between DMN nodes is altered in both experienced meditators and psychonauts, but it's not clear if these alterations overlap.
My suspicion, then, is that some awakenings correspond to taking the "default" out of the default mode network. Instead, the awakened mind stabilizes at a different set point. What this set point entails depends on the quirks of the meditator's genetics and the specifics of their practice.
Why bother? The motivation for this transition comes from the DMN's capacity to produce suffering: Depressive rumination, often characterized by an excess of self-referential thought, has been linked to an overactive DMN, one that doesn't "shut up" during tasks. Mind wandering, too, is associated with unhappiness: people are less happy during the ~50% of the day spent mind-wandering, and "time-lag analyses strongly suggested that mind wandering in our sample was generally the cause, and not merely the consequence, of unhappiness."
Indeed, one study noted that participants would rather be electrically shocked than sit alone with their thoughts.
But the default mode network has to be good for something, right?
In the matter of reforming things, as distinct from deforming them, there is one plain and simple principle; a principle which will probably be called a paradox. There exists in such a case a certain institution or law; let us say, for the sake of simplicity, a fence or gate erected across a road. The more modern type of reformer goes gaily up to it and says, "I don't see the use of this; let us clear it away." To which the more intelligent type of reformer will do well to answer: "If you don't see the use of it, I certainly won't let you clear it away. Go away and think. Then, when you can come back and tell me that you do see the use of it, I may allow you to destroy it."
Recall the classes of mental activity that the default mode network is associated with: self-referential thinking, the self-narrative, mind-wandering, mental "time travel" to the past or future, and autobiographical memory.
There are a couple of review papers on the adaptive benefit of mind-wandering (but it looks like the research is in its early days):
- Mind-wandering, when it follows effort spent on a puzzle, is associated with more "aha!" moments and an increased spontaneous solve rate.
- This paper reports an association with greater self-discipline and reduced delay discounting: "Task unrelated thinking under non-demanding conditions was associated with a greater capacity to resist the temptation of an immediate reward in favor of receiving a larger economic reward later in the future."
- May play a role in "autobiographical planning" and maintaining a sense of self that exists across time. 1
You are faced, then, with the Goldilock's question: ought I have more mind-wandering, less mind-wandering, or is my current amount just right?
Practical Gleanings
More sleepiness, more mind-wandering, more internally focused attention, more self-focus -> more DMN activity.
More wakefulness, less mind-wandering, more externally focused attention, less self-focus -> less DMN activity.
Further Reading
- Judson Brewer, co-author of many of the studies mentioned here about meditation, was interviewed on the "Deconstructing Yourself podcast."
- Gary Weber has written about the DMN and Brewer's studies, of which he was one of the participants.
- Robin Hanson considers the question, "How human are meditators?" Discusses DMN.
Models of Consciousness
Brain as Prediction Engine
I've gotten my hands on a copy of Surfing Uncertainty, after being turned onto it by Scott's review, and have been reading through it with an eye toward, "How can this theory be applied toward meditation?"
The book's primary thesis is that the brain is best understood as a prediction organ:
To deal rapidly and fluently with an uncertain and noisy world, brains like ours have become masters of prediction—surfing the waves of noisy and ambiguous sensory stimulation by, in effect, trying to stay just ahead of them. A skilled surfer stays 'in the pocket': close to, yet just ahead of the place where the wave is breaking. This provides power and, when the wave breaks, it does not catch her. The brain's task is not dissimilar. By constantly attempting to predict the incoming sensory signal we become able—in ways we shall soon explore in detail—to learn about the world around us and to engage that world in thought and action.
The impetus for such a theory comes from, well, first consider the plight of a baby, here captured masterfully by William James:
The baby, assailed by eyes, ears, nose, skin, and entrails at once, feels it all as one great blooming, buzzing confusion.
The idea is that, to a baby, the world isn't "the world", but instead appears as an undifferentiated mass of sensory data. Just noise without meaning, a chaotic, fluxing, experiential soup. The task of learning, then, is to make sense of the senses, to squeeze the signal out of this noise, to create "the world."
[E]veryone who comes into contact with a child is a teacher who incessantly describes the world to him, until the moment when the child is capable of perceiving the world as it is described.
—Carlos Castaneda, Journey to Ixtlan
Remind you of anything? Learning an explanatory model from data is the entire point of statistics. The question that naturally arises, then, is "Might the brain be a statistical machine?" An observation which Wikipedia helpfully informs me dates back to at least 1860s "with the work of Hermann Helmholtz in experimental psychology [who modeled] the brain's ability to extract perceptual information from sensory data [...] in terms of probabilistic estimation."
Might, then, the brain be a statistical machine?
I've the vague impression that there's good evidence for "yes" across a bunch of disciplines but reviewing said evidence sounds tedious so I'm just going to give you my off-the-cuff take, you know, as a highly qualified, professional web surfer.
When it comes to teaching machines to learn, our best-in-class methods are "statistical machinery"-approaches, often possessing a theory-core at least adjacent to Bayesian math voodoo. The argument for "yes", then, is that of structural realism: just as we ought to regard our best physical theories as true, we similarly ought to believe that our best theories of machine perception reveal something fundamental about ourselves.
What does that imply for meditators?
Attention
Attention Schema Theory
The theory proposed in this book can be summarized in five words: awareness is an attention schema.
—Michael Graziano, Consciousness and the Social Brain
Is This Plausible?
Misc
- "Mindfulness meditation and instructions to focus on one's gut reactions to stimuli have both been shown to bring explicit attitudes in line with implicit measures (Gawronski and LeBel, 2008; Koole et al., 2009)."
- ACC activity seems to correlate with the probability of error prediction (Brown & Braver, 2005), as well as with the control of exploration behaviors (Aston-Jones & Cohen, 2005).
- "People tend to place a great deal of trust in their introspections, but generating explanations for one's tendencies seems to make self-perceptions less accurate (Pronin, 2009; Pronin & Kugler, 2007; Silvia & Gendolla, 2001; Wilson, 2002; Wilson & Dunn, 2004; Wilson & LaFleur, 1995)."
- "{I}ndividuals who scored higher on mindfulness (i.e., the Nonreactivity subscale of the Five Facet Mindfulness Questionnaire) were more able to differentiate among their emotions than individuals who scored lower on mindfulness (Hill & Updegraff, 2012). Likewise, a study examining the effects of mindfulness training on chronic worriers found that worriers who received mindfulness training improved in their ability to discriminate among their emotions more than did individuals in a relaxation condition (Delgado et al., 2010)"
- Those who meditated showed a stronger association between their implicit and explicit self-esteem. Notably, individuals higher in trait mindfulness also show a stronger association between their implicit and explicit feelings of self-worth (Brown & Ryan, 2003).
Quoted in Surfing Uncertainty: "If memory is fallible and prone to reconstructive errors, that may be because it is oriented towards the future at least as much as towards the past... similar neural systems are involved in both autobiographical memory and future thinking, and both rely on a form of imagination."↩